存 is one of the most comprehensive repositories of legal notices in the U.S. 每日发行者, agents and courts produce an abundance of securities-related notices that are sent directly to 存. These notices include everything from bankruptcies and defaults to class actions and 19(a) tax information. The LENS Portal grants clients access to the notices in their original, 不变的, document form shortly after they become available to 存. They allow clients to keep themselves and their clients informed, maintain critical compliance, identify investment opportunities and provide greater customer service.
The LENS library contains notices categorized as follows:
法律(LG)
- Notice to Security Holders
- 破产
- Litigation/ Class Actions
- 违约
- Letter of Credit Substitution
- 成本的基础上
- 异议
其他转让代理人 (TA)
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Notifications under Rule 17ad-16 of the SEC Act of 1934
税务资讯(TX)